Personnel Hong Kong SFC License Details (ID 90229)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2015-03-27	-
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2012-03-20
	Rep	Advising on securities	2007-06-04	2012-03-20
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-04-14	2006-05-29
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on securities	2004-12-10	2005-03-31