Personnel Hong Kong SFC License Details (ID 90230)

Personnel Hong Kong SFC License Details (ID 90230)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-05-27	2024-12-16
	Rep	Dealing in securities	2019-05-27	2024-12-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2015-03-18	2018-12-05
	Rep	Dealing in securities	2015-03-18	2018-12-05
iBest Consultants Limited	Rep	Advising on securities	2012-06-13	2018-12-05
	Rep	Dealing in securities	2012-06-13	2018-12-05
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2012-01-18
	Rep	Advising on securities	2008-11-17	2012-01-18