Personnel Hong Kong SFC License Details (ID 90231)

Personnel Hong Kong SFC License Details (ID 90231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2014-06-19	-
	Rep	Asset management	2014-06-19	-
	Rep	Dealing in securities	2014-06-19	-
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2014-04-15
	Rep	Advising on securities	2005-12-12	2012-02-10
	Rep	Asset management	2005-12-12	2014-04-15
PACIFIC WORLD ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-04-15	2005-12-01
	Rep	Asset management	2004-04-15	2005-12-01
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2003-11-13	2004-01-29