| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AIA Investment Management HK Limited | Rep | Advising on securities | 2020-11-23 | - |
| Rep | Asset management | 2020-11-23 | - | |
| Sun Life Asset Management (HK) Limited | RO | Advising on securities | 2017-03-14 | 2017-05-17 |
| RO | Asset management | 2015-06-22 | 2017-05-17 | |
| Rep | Asset management | 2014-11-25 | 2015-06-22 | |
| Lion Global Financial Limited | Rep | Dealing in securities | 2009-07-14 | 2013-05-31 |
| Rep | Advising on securities | 2008-05-28 | 2011-07-29 | |
| Rep | Asset management | 2008-05-28 | 2013-08-05 |
No HKMA registrations in the collected records.