Personnel Hong Kong SFC License Details (ID 90240)

Personnel Hong Kong SFC License Details (ID 90240)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PC SECURITIES LIMITED	Rep	Dealing in securities	2014-07-14	2015-01-23
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	Asset management	2013-04-11	2014-04-22
	Rep	Advising on securities	2012-09-26	2014-04-22
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2012-08-14
	Rep	Advising on securities	2005-12-13	2012-01-04
	Rep	Asset management	2005-12-13	2012-08-14
PACIFIC WORLD ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2005-12-01
	Rep	Asset management	-	2005-12-01