Personnel Hong Kong SFC License Details (ID 90241)

Personnel Hong Kong SFC License Details (ID 90241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2025-05-15	-
Everbright Securities Investment Services (HK) Limited	Rep	Asset management	2024-03-18	-
Bright Fund Management Limited	Rep	Asset management	2015-08-17	2021-02-19
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2013-02-26	-
	Rep	Dealing in securities	2013-02-26	-
Lion Global Financial Limited	Rep	Asset management	2011-06-20	2013-02-04
	Rep	Dealing in securities	2009-03-02	2012-10-24
	Rep	Advising on securities	2007-04-23	2012-03-20