Personnel Hong Kong SFC License Details (ID 90242)

Personnel Hong Kong SFC License Details (ID 90242)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zrich Capital Limited	RO	Advising on securities	2021-09-29	-
	RO	Asset management	2021-09-29	-
CORNERSTONE SECURITIES LIMITED	Rep	Dealing in securities	2020-12-28	2021-09-07
	RO	Advising on securities	2020-08-04	2021-09-07
CORNERSTONE ASSET MANAGEMENT LIMITED	RO	Asset management	2019-11-28	2021-09-07
	Rep	Asset management	2019-09-20	2019-11-28
Gulf Line Capital Advisors Limited	RO	Advising on securities	2017-10-09	2019-08-28
	RO	Asset management	2017-10-09	2019-08-28
	Rep	Advising on securities	2017-09-27	2017-10-09
	Rep	Asset management	2017-09-27	2017-10-09
Lion Global Financial Limited	Rep	Advising on securities	2011-07-15	2011-07-29
	Rep	Asset management	2011-07-15	2017-09-24
	Rep	Dealing in securities	2011-07-15	2017-09-24
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-17	2011-07-03
CASH Wealth Management Limited	Rep	Advising on securities	2009-04-16	2011-07-03
	Rep	Asset management	2009-04-16	2011-07-03
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-11-07	2008-02-29