Personnel Hong Kong SFC License Details (ID 90250)

Personnel Hong Kong SFC License Details (ID 90250)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Asset management	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
	Rep	Asset management	2016-06-22	2017-02-12
	Rep	Dealing in securities	2016-06-22	2017-02-12
Lion Global Financial Limited	Rep	Advising on securities	2003-04-01	2012-03-30
	Rep	Asset management	2003-04-01	2014-10-31
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-04
	Rep	Advising on securities	2003-04-01	2004-02-04
	Rep	Asset management	2003-04-01	2004-02-04
	Rep	Dealing in securities	2003-04-01	2017-02-12