Lee, King Yu 李景愉

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2013-06-20	2022-02-28
	RO	Asset management	2013-06-20	2022-02-28
HARMONY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2013-06-20	2014-10-01
	RO	Asset management	2013-06-20	2014-10-01
Nomura Asset Management Hong Kong Limited	RO	Advising on securities	2004-12-21	2012-02-23
	RO	Asset management	2004-12-21	2012-02-23
	Rep	Advising on securities	2004-10-29	2004-12-21
	Rep	Asset management	2004-10-21	2004-12-21
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2004-10-13

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2013-06-20	2022-02-28
	RO	Asset management	2013-06-20	2022-02-28
HARMONY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2013-06-20	2014-10-01
	RO	Asset management	2013-06-20	2014-10-01
Nomura Asset Management Hong Kong Limited	RO	Advising on securities	2004-12-21	2012-02-23
	RO	Asset management	2004-12-21	2012-02-23
	Rep	Advising on securities	2004-10-29	2004-12-21
	Rep	Asset management	2004-10-21	2004-12-21
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2004-10-13