Personnel Hong Kong SFC License Details (ID 90284)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asset Management Hong Kong Limited	RO	Dealing in securities	2014-07-04	2023-06-01
	Rep	Advising on securities	2007-08-01	2023-06-01
	Rep	Asset management	2007-08-01	2023-06-01
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2005-05-09	2007-07-13
	Rep	Advising on securities	2005-05-09	2007-07-13
	Rep	Asset management	2005-05-09	2007-07-13
	Rep	Dealing in securities	2005-04-13	2007-07-13
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2004-12-29	2005-03-17
	Rep	Dealing in securities	2004-12-29	2005-03-17
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2004-12-29	2005-03-17
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2004-06-02
	Rep	Advising on securities	-	2004-06-02
	Rep	Asset management	-	2004-06-02
	Rep	Dealing in securities	-	2004-12-24
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-06-02
	Rep	Asset management	-	2004-06-02
	Rep	Dealing in futures contracts	-	2004-12-24
KGI SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2004-06-02
	Rep	Advising on securities	-	2004-06-02
	Rep	Asset management	-	2004-06-02
	Rep	Dealing in securities	-	2004-12-24