Personnel SFC Licences and HKMA Registrations (ID 90286)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asset Management Hong Kong Limited	RO	Advising on securities	2026-07-06	-
	RO	Asset management	2026-07-06	-
	RO	Dealing in securities	2026-07-06	-
	Rep	Asset management	2005-08-25	2014-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.