| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2011-08-24 | 2012-12-10 |
| RO | Dealing in futures contracts | 2011-08-24 | 2012-12-10 |
| RO | Dealing in securities | 2011-08-24 | 2012-12-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-08-24 | 2012-12-10 |
| Rep | Dealing in futures contracts | 2010-02-04 | 2011-08-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-09 | 2011-08-24 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-08-01 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-01 | 2011-08-24 |
| Rep | Dealing in securities | 2006-08-01 | 2011-08-24 |