Personnel Hong Kong SFC License Details (ID 90292)

Personnel Hong Kong SFC License Details (ID 90292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2011-02-24	2012-01-09
	RO	Dealing in securities	2011-02-24	2012-01-09
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2011-02-24	2012-01-09
	RO	Dealing in securities	2011-02-24	2012-01-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-19	2011-02-24
	Rep	Dealing in securities	2010-07-19	2011-02-24
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-19	2011-02-24
	Rep	Dealing in securities	2010-07-19	2011-02-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-08-04	2008-08-17
	Rep	Dealing in securities	2008-08-04	2008-08-17