Chan, Marcella Man Wai 陳敏慧

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2025-09-09	-
	RO	Advising on securities	2025-09-09	-
	RO	Dealing in securities	2025-09-09	-
	Rep	Advising on corporate finance	2025-06-30	2025-09-09
	Rep	Advising on securities	2025-06-30	2025-09-09
	Rep	Dealing in securities	2025-06-30	2025-09-09
	RO	Advising on corporate finance	2020-02-07	2024-07-16
	RO	Advising on securities	2020-02-07	2024-07-16
	RO	Dealing in securities	2020-02-07	2024-07-16
	Rep	Advising on corporate finance	2019-11-27	2020-02-07
	Rep	Advising on securities	2019-11-27	2020-02-07
	Rep	Dealing in securities	2019-11-27	2020-02-07
CGS International Securities Hong Kong Limited	RO	Advising on corporate finance	2017-05-17	2019-08-05
	RO	Advising on securities	2017-05-17	2019-08-05
	RO	Dealing in securities	2017-05-17	2019-08-05
	Rep	Advising on corporate finance	2017-05-05	2017-05-17
	Rep	Advising on securities	2017-05-05	2017-05-17
	Rep	Dealing in securities	2017-05-05	2017-05-17
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2013-03-25	2017-04-28
	RO	Advising on securities	2013-03-25	2017-04-28
	RO	Dealing in securities	2013-03-25	2017-04-28
	Rep	Advising on corporate finance	2013-01-07	2013-03-25
	Rep	Advising on securities	2013-01-07	2013-03-25
	Rep	Dealing in securities	2013-01-07	2013-03-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2011-08-02	2012-09-21
	RO	Advising on securities	2011-08-02	2012-09-21
	RO	Dealing in securities	2011-08-02	2012-09-21
	Rep	Advising on corporate finance	2011-06-02	2011-08-02
	Rep	Advising on securities	2011-06-02	2011-08-02
	Rep	Dealing in securities	2011-06-02	2011-08-02
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2007-06-26	2011-05-29
	RO	Advising on securities	2007-06-26	2011-05-29
	RO	Dealing in securities	2007-06-26	2011-05-29
	Rep	Advising on securities	2006-09-13	2007-06-26
	Rep	Dealing in securities	2006-09-13	2007-06-26
	Rep	Advising on corporate finance	2006-08-08	2007-06-26
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2004-10-12	2006-06-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.