Personnel Hong Kong SFC License Details (ID 90294)

Personnel Hong Kong SFC License Details (ID 90294)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2011-09-08	2012-07-21
	RO	Dealing in futures contracts	2011-09-08	2012-07-21
	RO	Dealing in securities	2011-09-08	2012-07-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-11-15	2012-07-21
	RO	Dealing in securities	2010-11-15	2012-07-21
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-02	2011-09-08
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-13	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-13	2010-11-15
	Rep	Dealing in securities	2007-08-13	2010-11-15