Personnel Hong Kong SFC License Details (ID 90296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOKAI TOKYO SECURITIES (ASIA) LIMITED	RO	Advising on securities	2016-06-01	2022-03-15
	RO	Dealing in futures contracts	2016-06-01	2022-03-15
	RO	Dealing in securities	2016-06-01	2022-03-15
	RO	Advising on securities	2013-05-07	2015-06-25
	RO	Dealing in futures contracts	2013-05-07	2015-06-25
	RO	Dealing in securities	2013-05-07	2015-06-25
Nomura Asia Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2004-09-01	2008-04-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2004-09-01	2012-10-08
	RO	Advising on futures contracts	2004-09-01	2012-10-08
	RO	Advising on securities	2004-09-01	2012-10-08
	RO	Dealing in futures contracts	2004-09-01	2012-10-08
	RO	Dealing in securities	2004-09-01	2012-10-08
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2004-09-01	2008-04-18
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-08-10	2004-09-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-08-10	2004-09-01
	Rep	Advising on futures contracts	2004-08-10	2004-09-01
	Rep	Advising on securities	2004-08-10	2004-09-01
	Rep	Dealing in futures contracts	2004-08-10	2004-09-01
	Rep	Dealing in securities	2004-08-10	2004-09-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-08-10	2004-09-01