Personnel Hong Kong SFC License Details (ID 90297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-01	2012-09-25
	Rep	Dealing in securities	2011-11-01	2012-09-25
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2010-04-30	2011-11-01
	RO	Dealing in futures contracts	2010-02-01	2011-11-01
Nomura Asia Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2009-04-16	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2009-04-16	2011-11-01
	RO	Dealing in securities	2009-04-16	2011-11-01
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2009-04-16	2011-11-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-04-16
	Rep	Dealing in securities	2008-10-10	2009-04-16
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in futures contracts	2008-03-03	2008-09-29
	RO	Dealing in securities	2008-03-03	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	RO	Dealing in futures contracts	2008-03-03	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	Dealing in securities	2008-03-03	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-03	2008-03-03
	Rep	Dealing in securities	2007-07-03	2008-03-03
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-03	2008-03-03
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-03	2008-03-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-11-29	2007-06-09
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-11-29	2007-06-09