Personnel Hong Kong SFC License Details (ID 90301)

Personnel Hong Kong SFC License Details (ID 90301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2010-08-27	2012-09-29
	RO	Advising on futures contracts	2010-08-27	2012-09-29
	RO	Advising on securities	2010-08-27	2012-09-29
	RO	Dealing in futures contracts	2010-08-27	2012-09-29
	RO	Dealing in securities	2010-08-27	2012-09-29
	Rep	Advising on corporate finance	2010-06-25	2010-08-27
	Rep	Advising on futures contracts	2010-06-25	2010-08-27
	Rep	Advising on securities	2010-06-25	2010-08-27
	Rep	Dealing in futures contracts	2010-06-25	2010-08-27
	Rep	Dealing in securities	2010-06-25	2010-08-27