Personnel Hong Kong SFC License Details (ID 90305)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	Rep	Asset management	2019-12-19	-
	Rep	Advising on securities	2019-11-27	-
	Rep	Dealing in securities	2019-11-27	-
ASIAN CAPITAL LIMITED	RO	Advising on securities	2018-07-26	2019-11-06
	RO	Dealing in securities	2018-07-26	2019-11-06
	RO	Advising on corporate finance	2018-03-13	2019-11-06
	Rep	Advising on corporate finance	2017-12-05	2018-03-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-12-18	2017-05-24
	Rep	Dealing in securities	2009-12-18	2017-05-24
	RO	Advising on securities	2009-07-07	2009-12-18
	RO	Dealing in securities	2009-07-07	2009-12-18
	RO	Advising on corporate finance	2009-07-07	2017-05-24
	Rep	Advising on corporate finance	2008-10-10	2009-07-07
	Rep	Advising on securities	2008-10-10	2009-07-07
LEHMAN BROTHERS ASIA LIMITED	RO	Advising on corporate finance	2005-10-05	2008-09-29
	Rep	Advising on corporate finance	2004-09-15	2005-10-05
	Rep	Advising on securities	2004-09-15	2008-09-29
Morgan Stanley Asia Limited	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2004-08-27
	Rep	Dealing in securities	2003-04-01	2004-08-27