Personnel Hong Kong SFC License Details (ID 90306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ISOLA CAPITAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-11-05	-
	RO	Asset management	2019-11-05	-
	RO	Dealing in securities	2019-11-05	-
	Rep	Advising on securities	2019-08-13	2019-11-05
	Rep	Asset management	2019-08-13	2019-11-05
	Rep	Dealing in securities	2019-08-13	2019-11-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2011-05-06	2018-04-13
	RO	Advising on securities	2011-05-06	2018-04-13
	RO	Dealing in securities	2011-05-06	2018-04-13
	Rep	Dealing in securities	2009-11-27	2011-05-06
	Rep	Advising on corporate finance	2008-10-13	2011-05-06
	Rep	Advising on securities	2008-10-13	2011-05-06
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-05-26	2008-09-29
	Rep	Advising on corporate finance	2008-05-05	2008-09-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-06-25	2008-01-17
	Rep	Dealing in securities	2007-06-25	2008-01-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-06-25	2008-01-17
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-06
	Rep	Advising on securities	2003-04-01	2004-03-06
	Rep	Asset management	2003-04-01	2004-03-06
	Rep	Dealing in securities	2003-04-01	2004-03-06