Personnel Hong Kong SFC License Details (ID 90308)

Personnel Hong Kong SFC License Details (ID 90308)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-06-28	2020-11-30
	Rep	Dealing in securities	2010-06-28	2020-11-30
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-06-28	2013-04-23
	Rep	Dealing in securities	2010-06-28	2013-04-23
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-06-24	2009-10-22
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2003-04-30	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-09	2004-01-08
	Rep	Asset management	2003-04-09	2004-01-08
	Rep	Advising on securities	2003-04-09	2009-10-22
	Rep	Dealing in securities	2003-04-09	2009-10-22