Personnel Hong Kong SFC License Details (ID 90315)

Personnel Hong Kong SFC License Details (ID 90315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	Rep	Asset management	2022-11-18	2024-11-27
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-08-01	2022-08-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2017-08-01	2022-08-01
	Rep	Dealing in futures contracts	2017-08-01	2022-08-01
	Rep	Dealing in securities	2017-08-01	2022-08-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-08-01	2017-05-25
	Rep	Dealing in securities	2011-08-01	2017-05-25
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-08-01	2013-04-23
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-08-06	2011-07-01
	Rep	Dealing in securities	2007-03-19	2007-07-14