Personnel Hong Kong SFC License Details (ID 90327)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	RO	Advising on securities	2019-10-31	-
	RO	Providing automated trading services	2019-10-31	-
	RO	Dealing in securities	2019-10-31	-
	Rep	Providing automated trading services	2019-09-24	2019-10-31
	Rep	Advising on securities	2019-09-02	2019-10-31
	Rep	Dealing in securities	2019-09-02	2019-10-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on futures contracts	2017-03-21	2019-09-01
	RO	Advising on securities	2017-03-21	2019-09-01
	RO	Dealing in futures contracts	2017-03-21	2019-09-01
	RO	Dealing in securities	2017-03-21	2019-09-01
	Rep	Advising on futures contracts	2016-09-01	2017-03-21
	Rep	Dealing in futures contracts	2016-09-01	2017-03-21
	Rep	Advising on securities	2016-08-01	2017-03-21
	Rep	Dealing in securities	2016-08-01	2017-03-21
INSTINET PACIFIC LIMITED	RO	Advising on securities	2015-10-23	2016-07-31
	RO	Providing automated trading services	2015-10-23	2016-07-31
	RO	Dealing in securities	2015-10-23	2016-07-31
	Rep	Advising on securities	2012-12-10	2015-10-23
	Rep	Providing automated trading services	2012-12-10	2015-10-23
	Rep	Dealing in securities	2012-12-10	2015-10-23
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2012-12-09
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-09-30	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-30	2012-12-09
	Rep	Dealing in securities	2008-10-10	2012-12-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-03-20	2008-09-29