Personnel Hong Kong SFC License Details (ID 90334)

Personnel Hong Kong SFC License Details (ID 90334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2015-03-27	2021-07-09
	RO	Dealing in securities	2015-03-27	2021-07-09
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-23
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-15	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-15	2013-04-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2015-03-27
	Rep	Dealing in securities	2008-10-10	2015-03-27
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-05-02	2008-09-29
	Rep	Dealing in securities	2008-05-02	2008-09-29