Personnel Hong Kong SFC License Details (ID 90340)

Personnel Hong Kong SFC License Details (ID 90340)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jane Street Asia Pacific Limited	Rep	Dealing in futures contracts	2026-05-05	-
	Rep	Dealing in securities	2026-05-05	-
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2026-05-05	-
	Rep	Dealing in securities	2026-05-05	-
Ion Pacific Limited	RO	Advising on corporate finance	2016-10-06	2019-03-13
	RO	Advising on securities	2016-10-06	2019-03-13
	RO	Dealing in securities	2016-10-06	2019-03-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-08-16	2015-09-01
	Rep	Advising on securities	2010-08-16	2015-09-01
	Rep	Dealing in securities	2010-08-16	2015-09-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-01-02	2008-09-29
	Rep	Advising on securities	2008-01-02	2008-09-29