Personnel Hong Kong SFC License Details (ID 90352)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2023-12-21	-
	Rep	Dealing in securities	2023-12-21	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-01-13	2022-10-06
	Rep	Dealing in futures contracts	2011-07-04	2012-01-13
	Rep	Advising on corporate finance	2011-07-04	2022-10-06
	Rep	Dealing in securities	2011-07-04	2022-10-06