| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Blue Box Securities Limited | RO | Dealing in securities | 2024-09-10 | - |
| RO | Advising on securities | 2023-11-29 | - | |
| RO | Asset management | 2023-11-29 | - | |
| SUBSTANCE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-19 | 2022-04-30 |
| RO | Asset management | 2022-04-19 | 2022-04-30 | |
| Substance Capital (HK) Limited | RO | Dealing in securities | 2020-04-23 | 2021-07-07 |
| RO | Advising on securities | 2020-04-23 | 2022-04-30 | |
| RO | Asset management | 2020-04-23 | 2022-04-30 | |
| Rep | Asset management | 2019-04-24 | 2020-04-23 | |
| Rep | Advising on securities | 2019-04-02 | 2020-04-23 | |
| Rep | Dealing in securities | 2019-04-02 | 2020-04-23 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-10 | 2018-11-26 |
| Rep | Dealing in securities | 2008-11-10 | 2018-11-26 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-07-31 | 2008-09-29 |
| Rep | Dealing in securities | 2008-07-31 | 2008-09-29 |