Personnel Hong Kong SFC License Details (ID 90370)

Personnel Hong Kong SFC License Details (ID 90370)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-01-12	2017-09-12
	Rep	Advising on securities	2011-01-12	2017-09-12
	Rep	Dealing in securities	2011-01-12	2017-09-12
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-08-03	2009-07-15
	Rep	Advising on securities	2007-08-03	2009-07-15
	Rep	Dealing in securities	2007-08-03	2009-07-15
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-08-03	2009-07-15
	Rep	Advising on securities	2007-08-03	2009-07-15
	Rep	Dealing in securities	2007-08-03	2009-07-15