Personnel Hong Kong SFC License Details (ID 90374)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Imagi Brokerage Limited	Rep	Advising on futures contracts	2022-09-01	2024-12-14
	Rep	Advising on securities	2022-09-01	2024-12-14
	Rep	Asset management	2022-09-01	2024-12-14
	Rep	Dealing in futures contracts	2022-09-01	2024-12-14
	Rep	Dealing in securities	2022-09-01	2024-12-14
	Rep	Advising on futures contracts	2019-06-18	2019-11-15
	Rep	Advising on securities	2019-06-18	2019-11-15
	Rep	Dealing in futures contracts	2019-06-18	2019-11-15
	Rep	Dealing in securities	2019-06-18	2019-11-15
	Rep	Asset management	2019-05-22	2019-11-15
SEEKERS ADVISORS H.K. LIMITED	Rep	Asset management	2017-06-27	2019-04-30
Emperor Asset Management Limited	Rep	Asset management	2016-06-01	2017-04-01
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2015-10-28	2017-04-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2015-10-28	2017-04-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-04-26	2013-09-11
	Rep	Advising on securities	2007-04-12	2013-09-11
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2005-09-01	2007-03-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-06-11	2005-01-07
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-02-20
	Rep	Advising on securities	-	2004-02-20
	Rep	Asset management	-	2004-02-20
	Rep	Dealing in securities	-	2004-02-20