Personnel Hong Kong SFC License Details (ID 90380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2019-12-31	2020-12-18
	Rep	Dealing in securities	2008-10-10	2015-10-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	-	2003-08-09
	Rep	Advising on securities	-	2003-08-09
	Rep	Asset management	-	2003-08-09
	Rep	Providing automated trading services	-	2003-08-09
	Rep	Dealing in securities	-	2008-09-29