| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-11-24 |
| Rep | Asset management | 2003-04-01 | 2004-11-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Dealing in securities | 2003-04-01 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-11-24 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-11-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-11-24 |
| Rep | Asset management | 2003-04-01 | 2004-11-24 |