Personnel SFC Licences and HKMA Registrations (ID 90381)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-23
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	2003-04-01	2004-11-24
	Rep	Asset management	2003-04-01	2004-11-24
	Rep	Dealing in futures contracts	2003-04-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-11-24
	Rep	Advising on futures contracts	2003-04-01	2004-11-24
	Rep	Advising on securities	2003-04-01	2004-11-24
	Rep	Asset management	2003-04-01	2004-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.