Personnel Hong Kong SFC License Details (ID 90385)

Personnel Hong Kong SFC License Details (ID 90385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2025-10-14	2026-09-11
	Rep	Asset management	2025-10-14	2026-09-11
	Rep	Dealing in securities	2025-10-14	2026-09-11
Quam Securities Limited	Rep	Dealing in securities	2025-05-09	2025-09-11
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-03-25	2025-09-11
	Rep	Asset management	2025-03-25	2025-09-11
	Rep	Dealing in securities	2025-03-25	2025-09-11
Delftware Capital Management (HK) Limited	RO	Advising on securities	2023-10-26	2023-11-09
	RO	Asset management	2023-10-26	2023-11-09
UCAP Securities (HK) Limited	RO	Advising on securities	2021-04-27	2023-09-22
	RO	Asset management	2021-04-27	2023-09-22
	RO	Dealing in securities	2021-04-27	2023-09-22
	Rep	Advising on securities	2021-01-15	2021-04-27
	Rep	Asset management	2021-01-15	2021-04-27
	Rep	Dealing in securities	2021-01-15	2021-04-27
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2011-07-04	2014-08-28
	Rep	Dealing in securities	2007-05-30	2009-04-30