Personnel Hong Kong SFC License Details (ID 90387)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-07-02	2016-10-24
	Rep	Dealing in securities	2009-07-02	2016-10-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-18	2008-09-29
	Rep	Dealing in securities	2007-07-18	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-18	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-18	2008-09-29