Personnel Hong Kong SFC License Details (ID 90391)

Personnel Hong Kong SFC License Details (ID 90391)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOND TRUST LIMITED	RO	Advising on securities	2023-07-12	-
	RO	Asset management	2023-07-12	-
	RO	Dealing in securities	2023-07-12	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-08-06	2012-05-14
	Rep	Advising on securities	2009-02-05	2010-08-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-10-08	2007-10-11
	Rep	Dealing in securities	2007-10-08	2007-10-11
	Rep	Advising on securities	2007-06-07	2007-06-15
	Rep	Dealing in securities	2007-06-07	2007-06-15