Personnel Hong Kong SFC License Details (ID 90396)

Personnel Hong Kong SFC License Details (ID 90396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2017-07-17	2018-08-31
	Rep	Advising on securities	2017-07-17	2022-04-12
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2013-05-10	2017-01-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2013-03-16
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-09-11	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Advising on securities	-	2006-09-02