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Personnel Hong Kong SFC License Details (ID 90397)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UOB KAY HIAN (HONG KONG) LIMITED
Rep
Advising on securities
2021-05-18
-
Rep
Dealing in securities
2021-05-18
-
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2009-09-01
2021-03-16