Personnel SFC Licences and HKMA Registrations (ID 90397)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2021-05-18	-
	Rep	Dealing in securities	2021-05-18	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-01	2021-03-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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