| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-01-18 | - |
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2022-08-30 | - |
| CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2021-11-17 | - |
| Rep | Dealing in securities | 2021-11-17 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-05 | 2021-10-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-05 | 2021-10-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-05 | 2015-01-23 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-05 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-15 | 2015-01-23 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-15 | 2013-04-23 |