Personnel Hong Kong SFC License Details (ID 90419)

Personnel Hong Kong SFC License Details (ID 90419)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-22	2016-08-24
	Rep	Dealing in securities	2010-10-22	2016-08-24
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-22	2013-04-23
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-12-20	2010-07-27
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-06-20	2010-07-27
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-06-20	2008-01-01