Personnel Hong Kong SFC License Details (ID 90420)

Personnel Hong Kong SFC License Details (ID 90420)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Silver Spring Capital Management Limited	RO	Asset management	2021-11-26	-
	Rep	Asset management	2021-04-07	2021-11-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-01-13	2012-10-01
	Rep	Advising on corporate finance	2010-05-12	2012-10-01
	Rep	Dealing in securities	2010-05-12	2012-10-01
Mount Kellett Capital (Hong Kong) Limited	Rep	Asset management	2008-11-18	2009-11-02
Morgan Stanley Asia Limited	Rep	Advising on securities	2007-07-30	2008-07-16
	Rep	Dealing in securities	2007-07-30	2008-07-16