Personnel Hong Kong SFC License Details (ID 90421)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-12-02	2017-06-02
	Rep	Dealing in securities	2014-08-26	2016-12-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-08-06	2014-05-31
	Rep	Advising on securities	2009-02-20	2010-08-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-06-02	2008-06-07
	Rep	Dealing in securities	2008-06-02	2008-06-07