Personnel Hong Kong SFC License Details (ID 90428)

Personnel Hong Kong SFC License Details (ID 90428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2016-06-01	2018-04-17
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2014-11-20	2016-06-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2012-03-01	2013-04-16
	RO	Dealing in securities	2012-03-01	2013-04-16
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2012-03-01	2012-12-08
	RO	Dealing in futures contracts	2012-03-01	2013-04-16
	RO	Dealing in securities	2012-03-01	2013-04-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-01-03	2012-03-01
	Rep	Dealing in securities	2011-01-03	2012-03-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-01-03	2012-03-01
	Rep	Dealing in securities	2011-01-03	2012-03-01