Personnel Hong Kong SFC License Details (ID 90429)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-10-30	2017-04-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-01-22	2014-07-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-07-31	2008-07-09
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-06-25	2006-06-02