| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-14 | 2020-05-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-12-14 | 2020-05-22 |
| Rep | Dealing in securities | 2018-12-14 | 2020-05-22 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-02 | 2011-11-12 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-12-09 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-09 | 2011-11-12 |
| Rep | Dealing in securities | 2009-12-09 | 2011-11-12 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-09 | 2011-11-12 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-06-24 | 2008-11-25 |
| Rep | Advising on securities | 2008-06-24 | 2008-11-25 |
| Rep | Dealing in futures contracts | 2008-06-05 | 2008-11-25 |
| Rep | Dealing in securities | 2008-06-05 | 2008-11-25 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-02 | 2008-11-25 |
| Rep | Dealing in securities | 2007-01-02 | 2008-11-25 |