| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Dealing in futures contracts | 2024-02-19 | - |
| RO | Dealing in securities | 2024-02-19 | - | |
| Rep | Dealing in futures contracts | 2023-12-13 | 2024-02-19 | |
| Rep | Dealing in securities | 2023-12-13 | 2024-02-19 | |
| Xeram and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-11-30 |
| RO | Dealing in securities | 2019-05-17 | 2023-11-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-07-18 | 2018-04-10 |
| Rep | Dealing in futures contracts | 2012-05-04 | 2018-04-10 | |
| Rep | Advising on securities | 2010-08-30 | 2018-04-10 | |
| Rep | Dealing in securities | 2010-08-30 | 2018-04-10 |
No HKMA registrations in the collected records.