Personnel Hong Kong SFC License Details (ID 90456)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-27	2014-09-01
	Rep	Advising on corporate finance	2008-10-10	2014-09-01
	Rep	Advising on securities	2008-10-10	2014-09-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2004-11-11	2008-09-29
	Rep	Advising on securities	2004-11-11	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25