Personnel Hong Kong SFC License Details (ID 90468)

Personnel Hong Kong SFC License Details (ID 90468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-08-01	-
	Rep	Asset management	2018-08-01	2025-06-19
	Rep	Dealing in securities	2018-07-18	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-08-19	2018-04-11
	Rep	Dealing in securities	2014-08-19	2018-04-11
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-08-19	2018-04-11
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-03	2012-06-29