Personnel Hong Kong SFC License Details (ID 90479)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2013-06-17	2024-11-12
	Rep	Advising on securities	2013-06-17	2024-11-12
	Rep	Dealing in securities	2013-06-17	2024-11-12
	Rep	Advising on securities	2009-12-30	2011-12-31
	Rep	Advising on corporate finance	2009-02-12	2011-12-31
	Rep	Dealing in securities	2009-02-12	2011-12-31
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-08-11	2008-10-02
	Rep	Dealing in securities	2008-08-11	2008-10-02