Personnel Hong Kong SFC License Details (ID 90480)

Personnel Hong Kong SFC License Details (ID 90480)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-11-28	2014-04-04
	Rep	Advising on securities	2012-11-28	2014-04-04
	Rep	Dealing in futures contracts	2012-11-28	2014-04-04
	Rep	Dealing in securities	2012-11-28	2014-04-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-02	2012-09-13
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-11-02	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-02	2012-09-13
	Rep	Dealing in securities	2009-11-02	2012-09-13
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-02	2012-09-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-25	2009-06-25
	Rep	Dealing in securities	2009-05-25	2009-06-25