Webb-site Legacy

Howe, Christian John

SFC ID:AQN996

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2026-01-12	2026-07-31
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2017-12-08	2023-12-22
	RO	Dealing in futures contracts	2017-12-08	2023-12-22
	RO	Dealing in securities	2017-12-08	2023-12-22
	Rep	Advising on securities	2017-09-25	2017-12-08
	Rep	Dealing in futures contracts	2017-09-25	2017-12-08
	Rep	Dealing in securities	2017-09-25	2017-12-08
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on securities	2017-09-25	2018-04-09
	Rep	Dealing in securities	2017-09-25	2018-04-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2013-02-04	2017-06-19
	RO	Advising on securities	2013-02-04	2017-06-19
	RO	Dealing in futures contracts	2013-02-04	2017-06-19
	RO	Dealing in securities	2013-02-04	2017-06-19
	Rep	Dealing in futures contracts	2008-10-10	2013-02-04
	Rep	Dealing in securities	2008-10-10	2013-02-04
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-28	2008-09-29
	Rep	Dealing in securities	2008-02-28	2008-09-29