Personnel Hong Kong SFC License Details (ID 90490)

Personnel Hong Kong SFC License Details (ID 90490)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MizMaa Ventures Limited	Rep	Advising on securities	2016-06-06	2020-10-15
	Rep	Dealing in securities	2016-06-06	2020-10-15
	Rep	Asset management	2015-01-15	2020-10-15
SERICA PARTNERS LIMITED	Rep	Asset management	2014-10-14	2015-01-15
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-07-23	2014-10-06
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-10-18	2013-04-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-08-18	2011-11-01
	Rep	Dealing in securities	2011-08-18	2011-11-01
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2006-06-14	2011-07-21
	Rep	Asset management	2006-06-14	2011-07-21